Swapan's Profile

Extensive years leading business aligned risk and compliance functions across multiple jurisdictions and banking products. Experienced in managing global regulators. Led risk and compliance functions at JPMorgan London and Standard Chartered Bank Singapore. Financial services experience includes Capital Markets, Asset Management, Private Banking, Payments, Trade Finance, Custody and Fund Administration. Non financial services experience includes Mining, Oil and Gas industries.

​

Legal Entity Board member and Chief Risk Officer delivering new operational risk, credit risk and compliance frameworks. Established corporate governance and risk committee oversight frameworks. Experienced at managing regulator investigations and remediation programmes. Conducted client and counterparty credit and operational risk due diligence .

​

 Extensive experience of conduct and culture regulatory requirements including senior manager accountability, supervisory oversight standards and conduct related investigations. Supported business transformation programmes including offshoring and outsourcing , regulatory and industry compliance for new products including digitisation. Conducted end to end risk and compliance assessments including client pricing, organisational restructuring and digitisation. Developed client and product remediation programmes .